What does the ISO 9001 Lead Auditor exam cover, on one page?

1 Principles and concepts (10 Q, 5 pts)

• The ISO 9000 family
• Management systems and integrated systems
• Certification and accreditation
• Defining quality for customers

2 QMS requirements (11 Q, 20 pts)

• Context, interested parties and scope
• Leadership and the quality policy
• Risks, opportunities and objectives
• Resources, competence and documented information

3 Audit concepts and principles (10 Q, 5 pts)

• Audit types and the parties involved
• Principles of auditing and professional skepticism
• Confidentiality, independence and impartiality
• Auditor competence

4 Preparing an audit (10 Q, 5 pts)

• Accepting the audit mandate
• Audit team and feasibility
• Objectives, scope and criteria
• Initial contact and schedule

5 Conducting an audit (18 Q, 20 pts)

• Stage 1 audit
• Opening meeting
• Stage 2 audit tests
• Auditing clauses 4 to 10

6 Closing an audit (11 Q, 15 pts)

• Audit conclusions
• Closing meeting and report
• Certification decision
• Follow-up and surveillance

7 Managing an audit program (10 Q, 5 pts)

• Audit program and the PDCA cycle
• Internal audit function
• Audit program records
• Monitoring and improving the program