ISO/IEC 27001 Lead Auditor
What should you ask in an ISO/IEC 27001 Lead Auditor interview, and how should candidates answer?
An ISO/IEC 27001 Lead Auditor should be able to plan and lead an audit that finds what matters and treats people fairly. These questions follow the audit process, with what a strong answer covers. Candidates get the questions to prepare for and three to ask back.
What should an employer ask an ISO/IEC 27001 Lead Auditor candidate?
Each question maps to an area of the role, so you test what the role needs. Score each answer 1 to 4 on the free scorecard below.
How do you plan an audit?
Listen for: Objectives, scope and criteria first, then a risk-based plan, the team and the timing.
Audit planning
How do you decide what to sample?
Listen for: Risk and the population size, a sample that can be defended, and the method written down.
Evidence and sampling
How do you interview without leading the auditee?
Listen for: Open questions, listening, and asking to see the evidence.
Interviews
What makes a finding a nonconformity rather than an observation?
Listen for: A requirement that is not met, backed by objective evidence.
Findings
How do you write a nonconformity?
Listen for: The requirement, the evidence and a clear statement of what is missing, without telling them how to fix it.
Findings
An auditee disputes a finding. What do you do?
Listen for: Go back to the evidence and the criteria, listen, and settle it before or at the closing meeting.
Closing meeting
How do you stay impartial?
Listen for: No auditing of your own work, conflicts declared, and conclusions from evidence only.
Audit principles
How do you follow up corrective actions?
Listen for: Check the root cause analysis and verify the action worked, not just that it was done.
Follow-up
ISO/IEC 27001 Lead Auditor interview scorecard
ISO/IEC 27001 Lead Auditor interview scorecard
Candidate: ______ Interviewer: ______ Date: ______
| # | Question | Listen for | Score 1 to 4 |
|---|---|---|---|
| 1 | How do you plan an audit? | Objectives, scope and criteria first, then a risk-based plan, the team and the timing. | |
| 2 | How do you decide what to sample? | Risk and the population size, a sample that can be defended, and the method written down. | |
| 3 | How do you interview without leading the auditee? | Open questions, listening, and asking to see the evidence. | |
| 4 | What makes a finding a nonconformity rather than an observation? | A requirement that is not met, backed by objective evidence. | |
| 5 | How do you write a nonconformity? | The requirement, the evidence and a clear statement of what is missing, without telling them how to fix it. | |
| 6 | An auditee disputes a finding. What do you do? | Go back to the evidence and the criteria, listen, and settle it before or at the closing meeting. | |
| 7 | How do you stay impartial? | No auditing of your own work, conflicts declared, and conclusions from evidence only. | |
| 8 | How do you follow up corrective actions? | Check the root cause analysis and verify the action worked, not just that it was done. |
Source: https://credentialpress.com/guides/iso-27001-lead-auditor-interview-questions
Which questions should an ISO/IEC 27001 Lead Auditor candidate prepare for?
Have you led an audit before?
How to answer: Say what you led, how big it was, and one finding you are proud of.
How do you handle a difficult auditee?
How to answer: Stay calm, stay on evidence, and keep the audit moving.
Why Lead Auditor and not Lead Implementer?
How to answer: The auditor checks the system; the implementer builds it. Say which work you want.
What do you check first in an ISMS audit?
How to answer: Usually the risk assessment and the Statement of Applicability, because everything else flows from them.
What should a candidate ask the employer?
- Is this internal audit or certification audit work?
- How many audit days a year would I lead?
- How are audit findings tracked to closure?
Where next?
Free tools for every other credential are on our study tools page. For the full syllabus, the ISO 27001 Lead Auditor Exam Guide and the ISO 27001 Lead Auditor Practice Exams go domain by domain.
Frequently asked questions
What should an employer ask an ISO/IEC 27001 Lead Auditor candidate?
Questions that test each exam domain in practice, for example: How do you plan an audit? How do you decide what to sample? How do you interview without leading the auditee?
What should an ISO/IEC 27001 Lead Auditor candidate ask the employer?
Is this internal audit or certification audit work? How many audit days a year would I lead? How are audit findings tracked to closure?
How should a candidate prepare for an ISO/IEC 27001 Lead Auditor interview?
Say what you led, how big it was, and one finding you are proud of.
Which books go deeper on ISO/IEC 27001 Lead Auditor?

ISO 27001 Lead Auditor Exam Guide
PECB Certified ISO/IEC 27001 Lead Auditor. 14 chapters, 398 pages.

ISO 27001 Lead Auditor Practice Exams
Three complete practice papers with model answers and marking schemes. 92 pages.
Sources
- PECB, ISO/IEC 27001 Lead Auditor course page
- ISO, ISO 19011:2018 Guidelines for auditing management systems
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